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    510(k) Premarket Notification

    FDA submission demonstrating a device is substantially equivalent to a legally marketed predicate.

    Reviewed by Christian Espinosa, Founder, Blue Goat CyberLast reviewed September 19, 2026

    Definition

    A 510(k) is a premarket submission made to the U.S. Food and Drug Administration (FDA) to demonstrate that a device to be marketed is at least as safe and effective - that is, substantially equivalent - to a legally marketed device that is not subject to premarket approval (PMA). The comparison covers intended use and technological characteristics, supported by bench, software, biocompatibility, electrical safety and, where needed, clinical data. FDA's review goal is 90 FDA days, and the device may only be marketed once a clearance letter is issued. Most Class II devices and some Class I devices go through this pathway.
    What the regulation says
    FDA reviewers look for clear side-by-side comparisons to the predicate, complete performance testing, and - when applicable - premarket cybersecurity documentation per Section 524B.

    What this means in practice

    Most Class II devices in the United States reach the market through the 510(k) pathway. A clearance (often called 'K number') is required before commercial distribution. Choice of predicate, indications for use, and performance testing are central to a successful submission.

    Examples

    • A new infusion pump cleared as substantially equivalent to an existing pump.
    • A connected patient monitor citing a predicate plus added cybersecurity controls.

    Use cases

    2 scenarios
    1

    Updated patient monitor with a new pulse oximetry module

    Regulatory Affairs lead

    A Class II patient monitor manufacturer adds a third-party SpO₂ module. They identify their previous-generation monitor as the predicate, document substantial equivalence in technological characteristics, and provide bench performance data per ISO 80601-2-61.

    OutcomeFDA clears the device in ~5 months, allowing the new module to ship under the existing brand without a full PMA.
    2

    Software-only SaMD diagnostic algorithm

    SaMD product manager

    A startup files a 510(k) for an ECG analysis SaMD, citing a cleared algorithm as predicate. They submit IEC 62304 software documentation, performance testing on a held-out clinical dataset, and a cybersecurity package addressing FDA's 524B requirements.

    OutcomeCleared as a Class II SaMD; the team can begin commercial pilots with hospital systems.
    Common pitfalls
    • •Treating 510(k) clearance as 'FDA approval' - it is a clearance based on equivalence, not an approval.
    • •Choosing a predicate with materially different indications, technology, or performance.
    • •Underestimating cybersecurity content now expected for software-containing devices.

    Frequently asked questions

    No. A 510(k) results in FDA clearance based on substantial equivalence to a predicate device. FDA approval refers to Premarket Approval (PMA), which is used for high-risk Class III devices and requires clinical evidence of safety and effectiveness.

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    Sources

    3 sources

    Every citation below opens the original document. Each is graded against our source-tier hierarchy so you can see what rests on binding law versus commentary.

    Tier 1Binding law and standards· 1Tier 2Regulator guidance and consensus· 2
    Link health: 3 verified· last checked 2026-06-20
    FDA·2eCFR·1
    1. 1
      510(k) Premarket Notification
      Tier 2 Verified
      FDAfda.gov
    2. 2
      The 510(k) Program Guidance
      Tier 2 Verified
      FDAfda.gov
    3. 3
      21 CFR Part 807 Subpart E
      Tier 1 Verified
      eCFRecfr.gov

    Inline markers like [1] jump to the matching reference above.