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    Quality & RiskQuality System

    Hazard Analysis

    The systematic identification of hazards, foreseeable sequences of events, and resulting hazardous situations that underpins a device's ISO 14971 risk management process.

    Reviewed by Christian Espinosa, Founder, Blue Goat CyberLast reviewed September 19, 2026

    Definition

    Hazard analysis is the initial and foundational step of the risk management process described in ISO 14971, involving the systematic identification of hazards (potential sources of harm), the foreseeable sequences of events that could lead from a hazard to a hazardous situation, and the hazardous situations themselves (circumstances in which people, property, or the environment are exposed to a hazard). ISO 14971 Annex C provides examples of questions to help identify hazards related to a device's characteristics, energy sources, materials, and use. Once hazards and hazardous situations are identified, the manufacturer estimates the probability of occurrence and severity of harm for each foreseeable sequence of events, forming the basis for risk estimation and subsequent risk evaluation and control. Common structured techniques used to support hazard analysis include Failure Mode and Effects Analysis (FMEA), which works bottom-up from component or process failure modes, and Fault Tree Analysis (FTA), which works top-down from an undesired top event to its contributing causes.
    What the regulation says
    ISO 14971:2019 Clause 5.4 requires manufacturers to identify, for each device, known and foreseeable hazards associated with the device in both normal and fault conditions, documenting the hazard, the sequence of events, and the resulting hazardous situation in the risk management file.

    What this means in practice

    Hazard analysis should be applied early and iteratively, starting from a device's intended use, foreseeable misuse, and use environment, and refined as the design matures. AAMI TIR57 provides guidance specific to identifying and assessing security-related hazards for connected medical devices, illustrating how hazard analysis techniques extend beyond classic mechanical or electrical failure modes into cybersecurity risk.
    Common pitfalls
    • Limiting hazard analysis to obvious design or manufacturing failures while overlooking use-related hazards that only emerge through the usability engineering process under IEC 62366-1.
    • Treating FMEA as a checkbox exercise disconnected from the formal risk management file, so identified failure modes never feed into documented risk evaluation and control decisions.
    • Failing to reassess hazard analysis when the device's intended use, user population, or use environment changes, leaving the risk management file stale relative to the marketed device.

    Frequently asked questions

    A hazard is a potential source of harm (for example, a sharp edge or an electrical current), while a hazardous situation is a circumstance in which a person, property, or the environment is actually exposed to that hazard, which may or may not go on to cause harm.
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    Sources

    3 sources

    Every citation below opens the original document. Each is graded against our source-tier hierarchy so you can see what rests on binding law versus commentary.

    Tier 1Binding law and standards· 1Tier 2Regulator guidance and consensus· 1Tier 4Trade press and expert commentary· 1
    Link health: 2 verified 1 unchecked· last checked 2026-06-20
    ISO·1AAMI·1MDIC·1
    1. 1
      ISO 14971:2019, Clause 5.4 and Annex C
      Tier 1 Verified
      ISOiso.org
    2. 2
      AAMI TIR57, Principles for Medical Device Security, Risk Management
      Tier 2 Unchecked
      AAMIarray.aami.org
    3. 3
      MDIC Case for Quality
      Tier 4 Verified
      MDICmdic.org

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