Training Records
Documented evidence personnel have the education, training, and experience for assigned tasks.
Definition
21 CFR 820.25 and ISO 13485 clause 6.2 require establishing competency needs, providing training, and maintaining records that demonstrate personnel are qualified for their roles. Effective training programs define competence requirements per role, train against current procedure revisions, evaluate whether training worked, and retrain when procedures change. Records typically show who was trained, on what revision, when and by what method. Inspectors often check that people performing a task were trained on the effective version, and that personnel understand the defects that can result from doing their job wrong.What this means in practice
Common audit gaps include missing read-and-understood records for new SOP versions and lack of effectiveness evaluation for safety-critical training.Examples
- A medical device company implements a new software for automated testing, and all engineers involved in testing complete a mandatory training course, with their completion certificates and competency assessments filed as training records.
- During an FDA inspection, an auditor requests training records for production line operators demonstrating their proficiency in assembling a high-risk surgical instrument, reviewing documentation of initial training and annual refreshers.
- A MedTech firm updates its cybersecurity policy for connected devices, and all relevant R&D and post-market surveillance personnel attend a workshop, with attendance logs and acknowledgments of understanding recorded.
- •A common pitfall is failing to document that personnel have read and understood new or revised Standard Operating Procedures (SOPs), particularly in electronic Quality Management Systems.
- •Another frequent mistake is neglecting to evaluate the effectiveness of training, especially for critical roles or tasks that directly impact product quality or patient safety.
- •Manufacturers often err by not conducting periodic refresher training or assessing ongoing competency, leading to skill degradation over time.
- •Inadequate training record retention, or records that do not clearly link training to specific job functions, can be a significant audit finding.
- •Failing to include specific cybersecurity training for personnel involved in the design, development, or maintenance of connected medical devices is a growing compliance issue.
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Verification step confirming a corrective or preventive action actually fixed the problem.
Formal QMS process for evaluating, approving, and implementing changes that could affect product quality or compliance.
Process for receiving, evaluating, and responding to device complaints.
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Sources
3 sourcesSources support the definition or relevant regulatory context, not necessarily every claim on this page. Each is graded against our source-tier hierarchy so you can see what rests on binding law versus commentary.
- 121 CFR 820.25Tier 1 VerifiedeCFRecfr.gov
- 2MDIC Case for QualityTier 4 VerifiedMDICmdic.org
- 3FDA - Quality SystemsTier 2 VerifiedFDAfda.gov
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