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Clinical & Trials [Quality System](/ecosystems/quality-system)[Clinical Evidence](/ecosystems/clinical-evidence)RBM 

# Risk-Based Monitoring

Monitoring strategy that targets oversight resources to the highest-risk sites, processes, and data based on a documented risk assessment, replacing 100% source data verification.

Reviewed by [Christian Espinosa, Founder, Blue Goat Cyber](/authors/christian-espinosa) Last reviewed June 20, 2026 

## Definition

Risk-Based Monitoring (RBM) is a clinical trial oversight approach that uses a documented risk assessment to direct monitoring resources to the trial elements (sites, processes, data points) most critical to subject safety and data integrity. Rather than performing 100%  [source data verification](/terms/sdv) (SDV) at every site, sponsors combine centralized statistical monitoring (off-site analytics on  [EDC](/terms/edc) data), targeted on-site monitoring focused on critical data and processes, and remote source data review where feasible. The broader practice, Risk-Based Quality Management (RBQM), extends this approach to all quality oversight activities. 

What the regulation says

ICH E6(R2) §5.18.3 and E6(R3) §3.10 establish RBM expectations. FDA's 'Oversight of Clinical Investigations - A Risk-Based Approach to Monitoring' guidance (2013, refreshed 2023) is the primary U.S. reference. 

## What this means in practice

RBM became the default expectation under ICH E6(R2) addendum (2016) and is reinforced in E6(R3) (2023). For device  [IDE](/terms/ide) studies, sponsors implementing RBM must produce a documented risk assessment, defined Key Risk Indicators (KRIs) and Quality Tolerance Limits (QTLs), trigger-based monitoring procedures, and centralized monitoring analytics. FDA bioresearch monitoring inspections increasingly evaluate RBM implementation depth. 

Common pitfalls

-   • Declaring RBM without a documented risk assessment, the assessment is the foundation; without it, RBM is just reduced SDV. 
-   • Setting KRIs/QTLs without thresholds for action, KRIs that no one acts on add cost without benefit. 
-   • Cutting on-site visits to zero, RBM redistributes monitoring, it doesn't eliminate it. 

## Related terms

Grouped by theme 

### Editor's picks

· Hand-selected related concepts 

[

Standards

ISO 14155

Good clinical practice for clinical investigations of medical devices.





](/terms/iso-14155)[

Clinical & Trials

Data Safety Monitoring Board(DSMB) 

Independent committee that periodically reviews accumulating safety and (sometimes) efficacy data during a trial.





](/terms/dsmb)[

Clinical & Trials

Decentralized Clinical Trial(DCT) 

A trial that uses telehealth, home-based assessments, wearables, and direct-to-patient logistics to reduce or eliminate site visits.





](/terms/decentralized-clinical-trial)[

Clinical & Trials

Electronic Data Capture(EDC) 

Software systems used to collect, manage, and report clinical trial data electronically, replacing paper case report forms.





](/terms/edc)

### Clinical Trials & Evidence

· From this learning path 

[

Clinical & Trials

Adaptive Trial Design

Trial design that pre-specifies opportunities to modify aspects (sample size, arms, endpoints) based on interim data.

Adjacent lesson 

](/terms/adaptive-trial?from=clinical-trials-and-evidence)[

Clinical & Trials

Clinical Evaluation Report(CER) 

Documented assessment of clinical data demonstrating EU MDR conformity for a device.

Adjacent lesson 

](/terms/cer?from=clinical-trials-and-evidence)[

Clinical & Trials

Adverse Event(AE) 

Any untoward medical occurrence in a subject, whether or not related to the device.





](/terms/adverse-event?from=clinical-trials-and-evidence)[

Clinical & Trials

Feasibility Study

Small clinical study evaluating initial safety, usability, and design parameters of an investigational device.





](/terms/feasibility-study?from=clinical-trials-and-evidence)

Cited by

Where this term appears across MedTech Terms.

Learning paths (1)

-   [Clinical Trials & Evidence](/paths/clinical-trials-and-evidence)Lesson 16 of 18 

Ecosystems (2)

-   [Quality System](/ecosystems/quality-system)
-   [Clinical Evidence](/ecosystems/clinical-evidence)

## Primary references

3 sources 

Link health:  3 verified · last checked 2026-06-20 

FDA· 1 ICH· 1 NIH· 1 

1.  [1 
    
    FDA Oversight of Clinical Investigations Guidance
    
    Verified 
    
    FDA · fda.gov 
    
    
    
    ](https://www.fda.gov/regulatory-information/search-fda-guidance-documents/oversight-clinical-investigations-risk-based-approach-monitoring)
2.  [2 
    
    ICH E6(R3) Good Clinical Practice
    
    Verified 
    
    ICH · ich.org 
    
    
    
    ](https://www.ich.org/page/efficacy-guidelines)
3.  [3 
    
    ClinicalTrials.gov
    
    Verified 
    
    NIH · clinicaltrials.gov 
    
    
    
    ](https://clinicaltrials.gov/)

Inline markers like \[1\]  jump to the matching reference above.

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On this term

Category

Clinical & Trials

Acronym

RBM

Sources

3

Updated

6/20/2026

[Compare with another term](/compare?a=risk-based-monitoring)

Learn in 60 seconds

Card Lesson Quiz

Monitoring strategy that targets oversight resources to the highest-risk sites, processes, and data based on a documented risk assessment, replacing 100% source data verification.

-   · RBM became the default expectation under ICH E6(R2) addendum (2016) and is reinforced in E6(R3) (2023). 
-   · FDA bioresearch monitoring inspections increasingly evaluate RBM implementation depth. 
-   · The broader practice, Risk-Based Quality Management (RBQM), extends this approach to all quality oversight activities. 

Remember this

Watch out: Declaring RBM without a documented risk assessment, the assessment is the foundation; without it, RBM is just reduced SDV.

Related terms

-   [Electronic Data Capture(EDC) ](/terms/edc)
-   [Source Data Verification(SDV) ](/terms/sdv)
-   [ICH E6(R3) Good Clinical Practice(E6(R3)) ](/terms/ich-e6-r3)
-   [ISO 14155 ](/terms/iso-14155)
-   [Decentralized Clinical Trial(DCT) ](/terms/decentralized-clinical-trial)
-   [Data Safety Monitoring Board(DSMB) ](/terms/dsmb)
-   [Trial Master File(TMF) ](/terms/trial-master-file)

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