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7.  510(k) Premarket Notification

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Regulatory [Regulated Pathways](/ecosystems/regulated-pathways)[Global Markets](/ecosystems/global-markets)510(k)  /five-ten-kay/ 

# 510(k) Premarket Notification

FDA submission demonstrating a device is substantially equivalent to a legally marketed predicate.

Reviewed by [Christian Espinosa, Founder, Blue Goat Cyber](/authors/christian-espinosa) Last reviewed May 5, 2026 

## Definition

A 510(k) is a premarket submission made to the U.S. Food and Drug Administration (FDA) to demonstrate that a device to be marketed is at least as  [safe](/terms/safe-note) and effective - that is, substantially equivalent - to a legally marketed device that is not subject to  [premarket approval](/terms/pma) (PMA). 

What the regulation says

FDA reviewers look for clear side-by-side comparisons to the predicate, complete performance testing, and - when applicable - premarket cybersecurity documentation per Section  [524B](/terms/section-524b). 

## What this means in practice

Most Class II devices in the United States reach the market through the 510(k) pathway. A clearance (often called 'K number') is required before commercial distribution. Choice of predicate,  [indications for use](/terms/indications-for-use), and performance testing are central to a successful submission. 

## Examples

-   A new infusion pump cleared as substantially equivalent to an existing pump.
-   A connected patient monitor citing a predicate plus added cybersecurity controls.

## Use cases

2 scenarios 

1 

### Updated patient monitor with a new pulse oximetry module

Regulatory Affairs lead 

A Class II patient monitor manufacturer adds a third-party SpO₂ module. They identify their previous-generation monitor as the predicate, document  [substantial equivalence](/terms/substantial-equivalence) in technological characteristics, and provide bench performance data per ISO 80601-2-61. 

Outcome FDA clears the device in ~5 months, allowing the new module to ship under the existing brand without a full  [PMA](/terms/pma). 

2 

### Software-only SaMD diagnostic algorithm

SaMD product manager 

A startup files a 510(k) for an ECG analysis  [SaMD](/terms/samd), citing a cleared algorithm as predicate. They submit  [IEC 62304](/terms/iec-62304) software documentation, performance testing on a held-out clinical dataset, and a cybersecurity package addressing FDA's  [524B](/terms/section-524b) requirements. 

Outcome Cleared as a Class II  [SaMD](/terms/samd); the team can begin commercial pilots with hospital systems. 

Common pitfalls

-   • Treating 510(k) clearance as 'FDA approval' - it is a clearance based on equivalence, not an approval. 
-   • Choosing a predicate with materially different indications, technology, or performance. 
-   • Underestimating cybersecurity content now expected for software-containing devices. 

## Frequently asked questions

Is a 510(k) the same as FDA approval? 

No. A 510(k) results in FDA clearance based on  [substantial equivalence](/terms/substantial-equivalence) to a  [predicate device](/terms/predicate-device). FDA approval refers to  [Premarket Approval](/terms/pma) (PMA), which is used for high-risk Class III devices and requires clinical evidence of safety and effectiveness. 

How long does a 510(k) take? 

What is the difference between a Traditional, Special, and Abbreviated 510(k)? 

How much does a 510(k) cost? 

Do I need a 510(k) for software changes? 

## Cross-references

### Governed by

Regulations or standards this term must comply with.

-   [
    
    Quality System Regulation(QSR / 21 CFR 820) 
    
    
    
    ](/terms/qsr)
-   [
    
    Quality Management System Regulation(QMSR) 
    
    
    
    ](/terms/qmsr)

### Uses

Concepts or artefacts this term builds on.

-   [
    
    Predicate Device
    
    
    
    ](/terms/predicate-device)
-   [
    
    Substantial Equivalence(SE) 
    
    
    
    ](/terms/substantial-equivalence)
-   [
    
    eSTAR
    
    
    
    ](/terms/estar)

### Contains

Sub-elements or required artefacts of this term.

-   [
    
    Special 510(k)(Special 510(k)) 
    
    
    
    ](/terms/special-510k)
-   [
    
    Abbreviated 510(k)
    
    
    
    ](/terms/abbreviated-510k)

### Precedes

Comes before in a typical workflow or lifecycle.

-   [
    
    Post-Market Surveillance(PMS) 
    
    
    
    ](/terms/post-market-surveillance)

### Often confused with

Distinct concept frequently mistaken for this one.

-   [
    
    Premarket Approval(PMA) 
    
    PMA is approval; 510(k) is clearance.
    
    
    
    ](/terms/pma)
-   [
    
    De Novo Classification Request(De Novo) 
    
    De Novo is for novel devices lacking a predicate.
    
    
    
    ](/terms/de-novo)

### See also

Closely related context worth reading.

-   [
    
    Letter to File(LTF) 
    
    
    
    ](/terms/letter-to-file)

## Related terms

Grouped by theme 

### Editor's picks

· Hand-selected related concepts 

[

Regulatory

De Novo Classification Request(De Novo) 

Pathway to classify novel low- to moderate-risk devices that lack a predicate.





](/terms/de-novo)[

Regulatory

Premarket Approval(PMA) 

FDA's most stringent device marketing application, required for high-risk Class III devices.





](/terms/pma)[

Regulatory

Predicate Device

A legally marketed device used as the comparator in a 510(k) submission.





](/terms/predicate-device)[

Regulatory

Substantial Equivalence(SE) 

The legal standard a 510(k) device must meet versus a predicate.





](/terms/substantial-equivalence)

### 510(k) Fundamentals

· From this learning path 

[

Regulatory

Refuse to Accept(RTA) 

FDA administrative decision that a submission is incomplete and won't be substantively reviewed.





](/terms/rta?from=510k-fundamentals)[

Regulatory

Indications for Use(IFU (statement)) 

Description of the disease or condition the device will diagnose, treat, prevent, cure, or mitigate.





](/terms/indications-for-use?from=510k-fundamentals)[

Regulatory

Intended Use

The objective intent of the manufacturer regarding the use of the device.





](/terms/intended-use?from=510k-fundamentals)

### De Novo & Breakthrough Pathways

· From this learning path 

[

Regulatory

Breakthrough Device Designation(BDD) 

FDA program providing expedited review for devices that treat life-threatening or irreversibly debilitating conditions.





](/terms/breakthrough-device?from=de-novo-and-breakthrough)[

Regulatory

Combination Product

Product comprised of two or more regulated components - e.g., drug-device, biologic-device.





](/terms/combination-product?from=de-novo-and-breakthrough)[

Regulatory

Q-Submission (Pre-Submission)(Q-Sub / Pre-Sub) 

Voluntary mechanism to obtain FDA feedback before a formal premarket submission.





](/terms/q-sub?from=de-novo-and-breakthrough)[

Commercialization

Pre-Submission Meeting(Q-Sub) 

Formal FDA feedback request prior to a marketing or IDE submission.





](/terms/pre-submission?from=de-novo-and-breakthrough)

### Founder & Investor Primer

· From this learning path 

[

Commercialization

TAM / SAM / SOM

Market sizing framework: total, serviceable available, and serviceable obtainable.

Adjacent lesson 

](/terms/tam-sam-som?from=founder-and-investor-primer)[

Investment & Finance

Capitalization Table(Cap Table) 

Ledger of all securities issued by a company and who owns them.





](/terms/cap-table?from=founder-and-investor-primer)[

Investment & Finance

Convertible Note

Short-term debt that converts into equity at a future financing round.





](/terms/convertible-note?from=founder-and-investor-primer)[

Investment & Finance

Due Diligence

Investigation of a company before an investment, financing, or acquisition.





](/terms/due-diligence?from=founder-and-investor-primer)

Cited by

Where this term appears across MedTech Terms.

Learning paths (3)

-   [510(k) Fundamentals](/paths/510k-fundamentals)Lesson 1 of 7 
-   [De Novo & Breakthrough Pathways](/paths/de-novo-and-breakthrough)Lesson 9 of 11 
-   [Founder & Investor Primer](/paths/founder-and-investor-primer)Lesson 2 of 16 

Ecosystems (2)

-   [Regulated Pathways](/ecosystems/regulated-pathways)
-   [Global Markets](/ecosystems/global-markets)

Comparisons (1)

-   [510(k) vs PMA](/compare/510k-vs-pma)vs Premarket Approval 

## Primary references

3 sources 

Link health:  3 verified · last checked 2026-06-20 

FDA· 2 eCFR· 1 

1.  [1 
    
    510(k) Premarket Notification
    
    Verified 
    
    FDA · fda.gov 
    
    
    
    ](https://www.fda.gov/medical-devices/premarket-submissions-selecting-and-preparing-correct-submission/premarket-notification-510k)
2.  [2 
    
    The 510(k) Program Guidance
    
    Verified 
    
    FDA · fda.gov 
    
    
    
    ](https://www.fda.gov/regulatory-information/search-fda-guidance-documents/510k-program-evaluating-substantial-equivalence-premarket-notifications-510k)
3.  [3 
    
    21 CFR Part 807 Subpart E
    
    Verified 
    
    eCFR · ecfr.gov 
    
    
    
    ](https://www.ecfr.gov/current/title-21/chapter-I/subchapter-H/part-807/subpart-E)

Inline markers like \[1\]  jump to the matching reference above.

Sponsor note

### Working on a 510(k) submission?

We support cybersecurity content for 510(k) submissions - SBOM, threat model, risk assessment, and the 524B narrative.

[Book a 30-minute discovery session](https://go.bluegoatcyber.com/meetings/blue-goat-cyber/discovery-session)

-   No obligation
-   Expert-led from minute one
-   NDA available on request

MedTech Terms is a community resource sponsored by [Blue Goat Cyber](https://bluegoatcyber.com). Definitions are independent of any vendor.

On this term

Category

Regulatory

Acronym

510(k)

Sources

3

Use cases

2

Updated

5/5/2026

[Compare with another term](/compare?a=510k)

Learn in 60 seconds

Card Lesson Quiz

FDA submission demonstrating a device is substantially equivalent to a legally marketed predicate.

-   · Most Class II devices in the United States reach the market through the 510(k) pathway. 
-   · A clearance (often called 'K number') is required before commercial distribution. 
-   · Choice of predicate, indications for use, and performance testing are central to a successful submission. 

Remember this

Watch out: Treating 510(k) clearance as 'FDA approval' - it is a clearance based on equivalence, not an approval.

Related terms

-   [Premarket Approval(PMA) ](/terms/pma)
-   [De Novo Classification Request(De Novo) ](/terms/de-novo)
-   [Substantial Equivalence(SE) ](/terms/substantial-equivalence)
-   [Predicate Device ](/terms/predicate-device)
-   [Refuse to Accept(RTA) ](/terms/rta)

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-   [Emergency Use Authorization(EUA) ](/terms/eua)
-   [Modular PMA ](/terms/pma-modular)
-   [Special 510(k)(Special 510(k)) ](/terms/special-510k)
-   [Section 524B of the FD&C Act(524B) ](/terms/section-524b)
-   [Breakthrough Device Designation(BDD) ](/terms/breakthrough-device)

[All Regulatory terms](/terms?cat=Regulatory)

From the Blue Goat network

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    Authoritative reference for the standards and guidances behind medical device cybersecurity.
    
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